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Securities and Futures Commission
Results: 3470

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41	Teachers Workshop Program Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2010-07-19 17:29:21 Financial regulation Financial Industry Regulatory Authority Government Economy of the United States Commodity Futures Trading Commission Mary Schapiro NYSE Euronext Self-regulatory organizations Elisse B. Walter U.S. Securities and Exchange Commission
42	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 20, 2015 ORDER UNDER RULE 506(d) OF THE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 14:42:04 73rd United States Congress Financial economics Financial system Commodity Futures Trading Commission Commodity Exchange Act Barclays Securities Act Securities Exchange Act Regulation D United States securities law United States Securities and Exchange Commission Financial regulation
43	Vol. 80 Wednesday, No. 92 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2015-05-13 11:24:44 United States securities law 73rd United States Congress United States Securities and Exchange Commission United States housing bubble Commodity Futures Trading Commission Financial markets Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Credit default swap Financial economics Financial regulation Finance
44	iTernity iCAS Solution: SEC 17a-4(f) and CFTC 1.31(b)-(c) Compliance Assessment Add to Reading List Source URL: iternity.de Language: English - Date: 2014-11-17 07:02:59 United States Securities and Exchange Commission United States securities law Commodity Futures Trading Commission Records management Business Accountability Government Content management systems Information technology management SEC Rule 17a-4
45	RISK ACKNOWLEDGEMENT and DISCLOSURE (v1.0) Add to Reading List Source URL: nordfx.com.cy Language: English - Date: 2015-04-13 05:22:42 Economics Finance Financial services Cyprus Securities and Exchange Commission Economy of Cyprus Financial adviser Futures contract Independent Financial Adviser U.S. Securities and Exchange Commission Financial economics Business Investment
46	Rules and Regulations Development Trend in Hong Kong Jeffrey Chan Hong Kong Securities Association Add to Reading List Source URL: www.asiasecuritiesforum.org Language: English - Date: 2015-05-13 04:16:09 Financial markets Economics Martin Wheatley Year of birth missing Securities and Futures Commission International Organization of Securities Commissions Exchange-traded fund Real estate investment trust Hong Kong Monetary Authority Financial economics Financial regulation Finance
47	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-K Add to Reading List Source URL: www.interactivedata-rts.com Language: English - Date: 2015-06-01 11:42:33 Finance Interactive Data Corporation Regulation S-K Market data Pricing Electronic trading Futures contract Algorithmic trading Single-dealer platform Financial economics Financial markets Business
48	iTernity iCAS Solution: SEC 17a-4(f) and CFTC 1.31(b)-(c) Compliance Assessment Add to Reading List Source URL: www.iternity.com Language: English - Date: 2014-11-17 07:02:59 United States Securities and Exchange Commission United States securities law Commodity Futures Trading Commission Records management Business Accountability Government Content management systems Information technology management SEC Rule 17a-4
49	Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-11 17:13:17 Financial system 73rd United States Congress United States Securities and Exchange Commission Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities Exchange Act Derivative Securities Act Financial regulation Financial economics United States securities law
50	mstockstill on DSK4VPTVN1PROD with NOTICES Federal Register / Vol. 80, NoMonday, March 23, Notices submittals.html. Participants may attempt to use other software not listed on the Web site, but should not Add to Reading List Source URL: www.pclob.gov Language: English - Date: 2015-03-23 15:29:51 73rd United States Congress Government Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Email Commodity Futures Trading Commission U.S. Securities and Exchange Commission Federal Register United States United States Securities and Exchange Commission Financial regulation United States securities law

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